Question: The swaps that are classified as long term contracts are ___________?

• 1. currency swaps
• 2. notion swaps
• 3. floating swaps
• 4. fixed swaps

Question: The capital gains are 14% and the periodic payments to stock holder are 11% then the return on stock investment for stock holder is __________?

• 1. 0.3
• 2. 0.24
• 3. 0.25
• 4. 0.15

Question: The prospectus which describe the new securities are distributed before their registration is classified as ____________?

• 1. red herring prospectus
• 2. white herring prospectus
• 3. preemptive prospectus
• 4. securitized prospectus

Question: The type of preferred stock whose payments are missed and must be paid before paying dividends of common stock is classified as ___________?

• 1. non participating preferred stock
• 2. participating preferred stock
• 3. non-cumulative preferred stock
• 4. cumulative preferred stock

Question: The form of market efficiency which states that prices of stock reflects the public and private information of the firm is classified as ___________?

• 1. weak form of market efficiency
• 2. strong form of market efficiency
• 3. semi-strong form market efficiency
• 4. expensive form market efficiency

Question: The security which has characteristics of common stock and bonds both at same time is classified as ___________?

• 1. preferred stock
• 2. voted stock
• 3. cumulative stock
• 4. fundamental stock

Question: The intrinsic value of an option is $490 and the price of underlying asset is $290 then the exercise price of an option is ___________?

• 1. 290
• 2. 780
• 3. 490
• 4. 200

Question: The method of auction of future contract in which the traders sell their future contracts at a specified price, by crying out in louder voices is classified as _____________?

• 1. traders gathered auction
• 2. close outcry auction
• 3. specified auction
• 4. open outcry auction

Question: Consider buying the call option, if the price of stock falls then the buyer of call option has ___________?

• 1. high potential of profit
• 2. low potential of profit
• 3. low potential of losses
• 4. high potential of losses

Question: The stock holder who does not have any voting rights in the corporation is considered as ____________?

• 1. sub class voter
• 2. preferred stockholder
• 3. common stock holder
• 4. cumulative voter